Executive/Entrepreneur

Investor profile

You've amassed a significant stock concentration, either from an IPO or buyout or after spending many years at a publicly-traded company. You feel confident about the long-term prospects of the company, but are uncomfortable having all your eggs in one basket.

Your issues and concerns

• You want an investment advisor with a pulse on the health of the overall market and a strong opinion on when to take defensive measures.
• You prefer to manage risk through well-timed selling and hedging strategies, rather than holding on to your stock in unfavorable times.
• Instead of relying solely on fundamentals, you'd like a technical opinion on your stock—when market activity indicates you should buy or sell.
• Independent, objective thinking is important to you. You want to avoid investment banking and research department bias.
• You’d like to take advantage of the best pricing from the premier trading desks on Wall Street.

The Baker Avenue Solution:

We provide an independent and thorough technical analysis of your company's stock, coupled with strong fundamental research. Based on your objectives, we provide a detailed strategy for selling, holding, or hedging your holdings.

• We use detailed technical analysis of your stock to outline the trading ranges and identify strengths and weaknesses.
• We broaden our analysis by measuring overall market sentiment and conducting in-depth fundamental research on the company.
• Our comprehensive technical and fundamental research helps us craft a disciplined and unemotional sell strategy.
• When structuring a hedging solution, we hold a blind auction with Wall Street’s top trading desks. Blind auctions allow us to increase competition, control the manner of sale, and, ultimately, get a better price.